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Galleon

Service · 03

Compliance Programs & Fractional CCO

DOJ 7-element compliance frameworks. Fractional Chief Compliance Officer services. Variance and rule-challenge representation.

What's included

Scope of practice

  • Written policies, procedures, and standards of conduct
  • Compliance leadership / fractional CCO services
  • Training and education programs
  • Compliance hotlines and reporting infrastructure
  • Monitoring, auditing, internal investigations, ombudsman services
  • Enforcement, discipline, and corrective action plans
  • Government audit and inspection preparation
  • Notice of violation responses; regulatory approvals and variance requests

Service · 03

Discuss a compliance programs & fractional cco engagement.

A 30-minute consultation is the fastest way to assess fit and shape a scoped engagement.